Staying Ahead of the Curve: Navigating the Latest SEC Updates, Priorities, and Enforcement Trends
Recorded On: 10/08/2024
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Gain valuable insights into the SEC's positions and enforcement priorities in this panel discussion. Explore potential implications stemming from 2024 decisions and delve into policies and best practices for in-house legal departments adapting to the changing regulatory environment. Stay informed about the evolving landscape, ensuring your legal strategies align with the SEC's focus.
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LockedSara Epstein
Chief Legal Officer
RxBenefits, Inc.
Balanced, business-enabling advisor and leader focused on making a positive impact and supporting the success of those with whom I work. Collaborative partner with outstanding relationship-building and communication skills, and a bias toward action. Able to gracefully manage the dynamics of a rapidly changing environment.
Jonathan Olefson
General Counsel
Syneos Health
Responsible for all legal, compliance, regulatory, and corporate quality matters, as well as leading the Corporate Real Estate and Services function, which represents a global team of more than 450 professionals.
Keith L. Halverstam
Partner
Latham & Watkins LLP
Keith Halverstam, Global Chair of the Public Company & Board Representation Practice, counsels clients on capital markets transactions and public company representation matters, including initial public offerings, SPAC and deSPAC transactions, and high yield debt offerings. He also regularly leads large, cross-disciplinary Latham teams in connection with public company crisis management mandates, including with respect to restatements and US Securities and Exchange Commission (SEC) investigations. Keith also has broad experience and expertise in corporate governance and ESG matters. His prior firm leadership positions include Co-Chair of the Global Capital Markets & Public Company Representation Practice and Co-Chair of the New York Corporate Department.
Keith advises a broad range of clients, including large Fortune 250 corporations, newly public technology and life sciences companies, and major investment banks. His experience includes representing issuers and underwriters in more than 500 capital markets transactions with an aggregate market value of hundreds of billions of dollars.
Keith is experienced in a broad range of capital markets and financing transactions, including:
- Initial public offerings
- SPAC and deSPAC transactions
- Secured and unsecured high-yield and investment grade bond offerings
- Leveraged buyout financings
- Secondary and follow-on equity offerings
Prior to joining Latham, Keith clerked for Judge Frank H. Easterbrook on the US Court of Appeals for the 7th Circuit.
